Financing Records


David M. Greene Record of financings for companies and clients


BIOCONTROL TECHNOLOGIES (BICO: OTC.BB) FKA Coratomic, Inc. (CORT)

$800,000 – equity private placement – April 1985

$800,000 – 10% convertible debenture with warrants – August 1985

$500,000— private line of credit – December 1985

$3,500,000 – secondary equity public offering – January 1986


SPACE MICROWAVE LABORATORIES, INC. (SMLI: OTC.BB)

$750,000 equity private placement – April 1990

FLORIDA TOOL & GAGE, INC.

$300,000 Term loan – Great Eastern Bank 1998

DREAMS, INC. (DRJ: NYSE Amex)

$10,000,000 Credit Facility – LaSalle Retail Finance – June 2005

$18,000,000 Credit Facility – Comerica Bank – May 2008

$25,000,000 Credit Facility – Regions Bank – July 2010

$35,000,000 Credit Facility – PNC Bank – December 2011

$3,700,000 Rights Offering – existing shareholders- May 2005

$2,000,000 equity private placement – The Frost Group – December 2006

$2,000,000 equity private placement/warrants-Henley & Co – May 2010

$6,000,000 equity shelf registration –William Blair & Co. –July 2010


PHOENIX CONNEXXION, LLC D/B/A KNETIK MEDIA

$800,000 equity private placement – June 2014

BODY DETAILS LLLP

$250,000 convertible note – July 2014

$1,450,000 equity – December 2014


Total

$110,850,000 and counting…


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